Job-ID29241628Reference26-25514Remote50% Remote Job Description: Required Qualifications: • 2 years of risk management, business controls, quality assurance, business operations, compliance, or process experience. • Successfully completed Financial Industry Regulatory Authority (Client) Series 7 examinations (or Client recognized equivalents) sufficient to qualify for immediate Client registration Desired Qualifications: • 2 years of brokerage industry experience • 2 years' experience with brokerage complaints processes. • 2 years' experience in Quality Assurance, Operational Risk, or compliance roles • Strong analytical skills with ability to draw conclusions and translate findings • Ability to make timely and independent judgment decisions while working in a fast-paced and results-driven environment • Experience developing partnerships and collaborating with other business and functional areas • Excellent verbal, written, and interpersonal communication skills Job Expectations: • This position offers a hybrid work schedule. • Maintaining appropriate Client license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is mandatory. In addition to state registration and licensing requirements, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness and criminal background standards. Initiate the Client licensing review process at the time of offer acceptance. • This position is subject to Client Background Screening Requirements, including successful completion and clearing of a background check. EEO: “Mindlance is an Equal Opportunity Employer and does not discriminate in employment on the basis of – Minority/Gender/Disability/Religion/LGBTQI/Age/Veterans.”
ABOUT THIS POSITIONJob Description SummaryWere looking for a Data Enablement + Governance Manager to lead and mature our enterprise-wide data governance strategy and practices. In this role, youll be instrumental in ensuring our data is accurate, secure, and used responsibly...
...This role offers maximum flexibility and can be performed from home, ideal for anyone seeking part-time work. No prior experience or degree is necessary, and the company provides training and tools to help new hires succeed. Required skills include typing at least 25...
...digitally with creativity, consistency, and care.We are seeking a Social Media Manager to execute digital storytelling and community engagement... ..., or a related field preferred, or equivalent experience1-3 years of experience managing social media for a brand,...
...Nation!Why SURVICE?Come join the SURVICE Engineering mission to protect, enhance, and enable... ...see what we can offer you!PositionJunior DevOps Engineer Location: Fort Walton Beach,... ...SummarySURVICE Engineering is currently seeking a Junior DevOps Engineer to support our Gulf...
...seeking a high-impact Growth Executive to lead business development and capture initiatives across the Department of Homeland Security (DHS) and civilian federal agencies. This role is responsible for identifying, shaping, and advancing strategic opportunities across...